Finra Daily List, If you own stock in an OTC company that is the subject of a corporate action, you will Welcome to the Equities and Options section of the Market Data Center. 81 KB Apr 20, 2026 38-26 Lion Electric EX-99. Market Participant List Listed below is the current list of Market Participants Download Text Version (Updated 06/24/2026) Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a Daily List The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin FINRA. 9. 1 National Reg SHO Threshold List REG SHO Overview As defined in Rule 203 (c) (6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the BrokerCheck is a free tool created by the Financial Industry Regulatory Authority (FINRA) to research the background and experience of financial advisers and firms. What Happens During a Trading Halt? When a trading halt is implemented for a listed stock, the listing exchange notifies the market that trading is ) FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the third quarter of 2025. 2 National Market System (NMS) Stocks Trading Browse the FINRA Data Catalog. {"datasetGroup":"OTCMARKET","datasetName":"OTCDAILYLIST","description":"OTC Daily List","partitionFields":["calendarDay"],"fields":[{"name":"oldOATSReportableFlag WASHINGTON—FINRA published today its 2026 Industry Snapshot, an annual report that provides aggregate data about member firms, registered representatives, and market activity. FINRA’s daily publication is a comprehensive list of NYSE and Nasdaq securities on that particular day. FINRA is working to resolve the issue and will FINRA. Table of Contents Table 3. FINRA CAT publishes a daily list of Industry Members including for each Industry Member: CRD number, all Industry Member Identifiers (IMIDs) for the firm as provided by each SRO, The OTC Reporting Facility (ORF) is the service provided by FINRA for the reporting of trades in OTC Equity Securities executed other than on or through an exchange and for trades in Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a Daily List: Bankruptcy The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. The dividend will be paid on May 9, FINRA, NYSE, and Nasdaq each publish a daily list of tick size pilot securities. Join the Industry or Take an Exam Register Have Questions or Concerns? Contact Us Look up FINRA Disciplinary Actions Search Cases Daily List Additions Deletions Symbol/Name Changes Security Attribute Changes Bankruptcy Dividends/Distributions/Splits Equity Short Interest Market Statistics Top 100 Issues Average Daily FINRA. 1 National Market SystemTable 3. . This data page provides current and historical trading halts in over-the-counter (OTC) equity securities. FINRA publishes two files each day, one representing Daily List The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Daily List The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Daily List: Security Attribute Changes The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as Daily List - Text Archives This page contains archive files for Daily List. Who is the" Access stock quotes, trade prices, charts, financials, and company news for OTCQX, OTCQB, and Pink securities. 1 Daily short sale aggregated volume by security for all short sale trades executed and reported to a FINRA trade reporting facility. 1. You can find fixed income security and trade information, including real-time data on bonds and other fixed income products as well as aggregate data on fixed income markets, at FINRA Fixed Welcome to the Equities and Options section of the Market Data Center. The Watchlist functionality is cookie-based; clearing your FINRA publishes the short interest reports it collects from broker-dealers for all exchange-listed and over-the-counter (OTC) equity securities. More about how to work with FINRA Data. Equity Short Interest FINRA publishes the short interest reports it collects from broker-dealers for all exchange-listed and over-the-counter (OTC) equity securities. If you would like to access files prior to December 18, 2018, click here . FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. The company will distribute to their FINRA publishes Notices to provide firms with timely information on a variety of issues. Get Stock & Bond Quotes, Trade Prices, FINRA CAT publishes a daily list of Industry Members including for each Industry Member: CRD number, all Industry Member Identifiers (IMIDs) for the firm as provided by each SRO, The Daily List provides key corporate action data – including new listings, delistings, symbol and name changes and dividends – for the Nasdaq Stock Market to the trading and market data community. com. Only the firm identified as the 40-26 Reminder to Members to Consult the FINRA Daily List for Corporate Action Announcements PDF - 58. org This data provides aggregate market activity for corporate bonds, agency bonds and 144a bonds (144a bonds are private placement securities subject to SEC Rule144A), using end-of-day data for days the Investor Insights Deepfakes and Vishing: What You Need to Know to Stay Protected June 18, 2026 Information Notice Information Notice 6/17/26 New Rule 605 Designated Participant Authorization The information is based on data reported to FINRA, and FINRA does not make any warranties about the completeness, timeliness, reliability or accuracy of this information. This updated list of OTC equity securities eligible for trade report Daily List: Deletions The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Daily List Additions Deletions Symbol/Name Changes Security Attribute Changes Bankruptcy Dividends/Distributions/Splits Equity Short Interest Market Statistics Top 100 Issues Average Daily Daily List Additions Deletions Symbol/Name Changes Security Attribute Changes Bankruptcy Dividends/Distributions/Splits Equity Short Interest Market Statistics Top 100 Issues Average Daily Daily List Additions Deletions Symbol/Name Changes Security Attribute Changes Bankruptcy Dividends/Distributions/Splits Equity Short Interest Market Statistics Top 100 Issues Average Daily The OTCBB. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200. The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Board (OTCBB) securities. LOGIN Why Create a Watchlist?Create an account 8. org Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a WASHINGTON—FINRA published today its 2026 Industry Snapshot, an annual report that provides aggregate data about member firms, registered representatives, and market activity. On top of that, we break down any clear sector- or industry-specific trends in FINRA's short interest data and discuss a few—often more high FINRA Updates the OTC Equities High Price Dissemination List FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the third quarter of 2025. All Rights Reserved. This updated list of Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a FINRA publishes over-the-counter (OTC) trading information on a delayed basis for each alternative trading system (ATS) and member firm with a trade reporting obligation under FINRA Check FINRA’s daily list of trading halts in OTC stocks. 1 Shares of National Market System (NMS) Stocks Trading Summary, 2019–2023Table 3. Every trade reported to FINRA TRACE on a The Market Data Center Watchlist allows you to view and track a customizable list of equities, exchange-traded funds and mutual funds. Following are select tables drawn from that data. These Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a FINRA provides real-time market trade information for Corporate and Agency bonds, Securitized Products (ABS, CMO, MBS, TBA) and Private Placement (144A) bonds including execution date and DISH4532126|20191126|DISH NETWORK CORP Fixed Senior Unsecured Bond||20260815|20191117||Other (free Format)|||Right Offering. com Daily List contains a list of new issues, symbol and name changes, and deleted issues for all OTC and OTCBB securities. 5 KB Apr 27, 2026 39-26 iCoreConnect, Inc. Transparency is critical to our work and ensuring trust and Report - Financial Industry Regulatory Authority Report The FINRA Developer Center is a strategic FINRA initiative to support the automation goals of member firms and the broader financial services industry. Weekly Corporate Actions: FINRA reviews and processes documents relating to announcements for company-related actions pursuant to Rule 10b-17SEC (SEA) for both equity and fixed income securities. FINRA has discovered a technical issue on the OTCE. Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a Daily List The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Daily List: Additions The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Daily List: Dividends / Distributions / Splits The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the second quarter of 2024. 1 2 blueone_ex9901. Learn more about equities and OTC The Daily List provides key corporate action data – including new listings, delistings, symbol and name changes and dividends – for the Nasdaq Stock Market to the trading and market data community. htm FINRA OTC DAILY LIST Exhibit 99. Search for Daily Filings by Type (Current Events) Which day would you like to analyze? We invite you to create an individual account to access Watchlist. Please The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Board The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Board Free Nasdaq Trader & FINRA daily-list events — symbol & name changes, listings additions/deletions and corporate-action notices for US and OTC securities. The Equities and Options screens offer information for Exchange Traded as well as Over-The-Counter (OTC) Traded © 2026 FINRA. The data download file in ASCII pipe-delimited (|) format. Key Features Files are usually available by 9:05 pm EST. org OTC Threshold data is published daily by FINRA to identify OTC equity securities with fails to deliver that are required to be closed out pursuant to Rule 203(b)(3) of Regulation SHO or FINRA Rule OTC Threshold data is published daily by FINRA to identify OTC equity securities with fails to deliver that are required to be closed out pursuant to Rule 203(b)(3) of Regulation SHO or FINRA Rule Table of Contents3. Welcome to FINRA’s Market Data Center. This updated list of OTC equity securities eligible for trade report FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the fourth quarter of 2024. Learn more about equities and trading halts. This updated list of OTC equity securities eligible for trade report dissemination for The FINRA API Platform allows affiliated FINRA member firms to use the FIRM API Credential without a fee, provided the parent firm maintains an active PAID credential. Similarly, if FINRA publishes an updated OTC Threshold list, firms must FINRA provides comprehensive, real-time access to fixed income security and trade information compiled from multiple sources, including but not limited to TRACE, Refinitiv, S&P, Moody’s, and The Daily List also includes changes to the The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity A vibrant market is at its best when it works for everyone. Learn more about equities and OTC equities FINRA is a self-regulatory organization for member broker-dealers that is responsible under federal law for supervising our member firms. org website when clients attempt to access the "Details" link from the Daily List page. OTC Regulation SHO and Rule 4320 Threshold Securities. FINRA. The Daily List also includes changes to the OATS Reportable Flag. This is a free resource to assist retail investors with market and investment research, including detailed market data on exchange traded and over-the-counter The Daily List also indicates if previously announced changes have been updated or cancelled. Stay up to date on the latest company news, industry trends and regulatory changes that affect our markets and learn about members of our community. FINRA collects certain market data as part of its role in overseeing trading and providing transparency services. CREATE ACCOUNTAlready have an individual account? Login to view your Watchlist. Introduction On January 28, 2025, FINRA issued its 2025 Annual Regulatory Oversight Report, providing a detailed look into FINRA’s current regulatory All trades reported to FINRA TRACE since 09/2013 are available through this daily EOD file. This updated list of OTC equity securities eligible for trade report dissemination for Once available, firms must analyze the OTC Threshold list to ensure full compliance with the aforementioned rules. How can I obtain a copy of the Daily Lists? There are two Daily Lists available: the OTCBB Daily List and the Other-OTC/Portal Daily List. PDF - 186. They are available each day on OTCBB. OTCBB was a FINRA interdealer quotation system that was retired in 11/2021. The Equities and Options screens offer information for Exchange Traded as well as Over-The-Counter (OTC) Traded The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Board The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC Bulletin Board Daily List: Additions The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as historical OTC The OATS Reportable Security Daily List is a list of all NMS stocks and OATS reportable OTC equity securities representing the current trading day. You can filter the catalog by category, access type, or fee structure. Daily List: Symbol/Name Changes The Daily List is a list of new issues, deleted issues, symbol and name changes, and other corporate actions for over-the-counter (OTC) equity securities, as well as FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the fourth quarter of 2025. Market Statistics FINRA publishes market statistics for over-the-counter (OTC) equities, which are securities reported by members to FINRA's OTC Reporting Facility (ORF), as opposed to on a The Daily Short Sale Volume Files provide aggregated volume by security for all short sale trades executed and reported to a TRF, the ADF, or the ORF during normal market hours for public Daily List Additions Deletions Symbol/Name Changes Security Attribute Changes Bankruptcy Dividends/Distributions/Splits Equity Short Interest Market Statistics Top 100 Issues Average Daily Dogecoin Cash (OTC: CBDS) has confirmed the finalization of its previously announced stock dividend distribution, now published on FINRA's Daily List.
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